HK Stocks

 

Commission & Service Charges

ITEMS Service Charges
Online Trading Commission*** 0.0668%
or min HKD50 / CNY50 / USD6.5
whichever is higher
- Orders placed via Internet
- Orders placed via iPhone/Android
- Orders placed via IVRS
Remarks
On gross trade amount (except odd lot trades) Trade more for lower commission rates, as low as 0.01%
Turnover(Monthly)(HK$)  Commission Rates(%)  (Cumulative Tiered pricing) #
0-20,000,000 0.0668%
20,000,001-40,000,000 0.035%
40,000,001-300,000,000 0.025%
300,000,001-500,000,000 0.015%
500,000,001或以上 0.01%
# Our company will first charge trading commissions at basic commission rate of 0.0668% (minimum HK$50) upfront. For customers successfully meeting the required monthly stock turnover as stated above, we will calculate the total cumulative tiered commissions during the month concerned, and the sum of eligible commission rebates will be directly paid to the securities account early next month.
 
Phone Trading Commission*** 0.15% or min. HKD150 / CNY150 / USD19.50, whichever is higher
Remarks
On gross trade amount (except odd lot trades) Trade more for lower commission rates, as low as 0.07%
Turnover(Monthly)(HK$) Commission Rates (%) #     
0 - 3,000,000 0.15%
3,000,001 or above 0.085%
10,000,001 or above 0.07%
# Our company will first charge trading commissions at basic commission rate of 0.15% (minimum HK$150) upfront. For customers successfully meeting the required monthly stock turnover as stated above, the eligible commission rebate will be directly paid to the securities account early next month.

 

Government & HKEx

ITEMS Service Charges
Trading Fee (HKEX) 0.005%
Transaction Levy (SFC) 0.0027%
Stamp Duty HKD1 per thousand dollar. Round up to the nearest thousand. 
Settlement Fee*** 0.006%(including 0.002% collected by HK Clearing) ; max. HKD200 / CNY200 / USD25, min. HKD5 / CNY5 / USD0.65 (on gross trade amount)
Italian Financial Transaction Tax (IFTT) (Collected for Italian Government) (Italian companies with market capitalization of more than Euro 500m and listed in Hong Kong) 0.2% On the net purchase amount (Tax deduction from the intraday netting permitted based on the weighted average purchase price and the net purchase share quantity executed on the same day)
Investor Compensation Levy (Government) N/A

 

Overdue interest(HKD/RMB) 

ITEMS Service Charges
- Cash Account HKD:P+5% p.a. / RMB: 10.0% p.a.
- Margin Account^ HKD: 4.88% p.a. / RMB:6.50% p.a.
Remarks
Based on simple interest each day
Loan Amount Interest#    
1 - 30,000,000 4.88% p.a.
30,000,000 or above 4% p.a.
The charges above are for reference only. Our company reserves the rights to adjust charges above without prior notice 

 

Deposit/Withdrawal

ITEMS Service Charges
SI instruction-Delivery*** HKD5 per board lot and per stock; max HKD300 / CNY300/ USD39, min HKD20 / CNY20 / USD2.6 Round up to the nearest board lot. An extra HKD150 will be charged per input for real time delivery payment to counterparty
SI instruction-Received Free For real time delivery payment to counterparty. HK$150 per input
Investor SI instruction-Received or Delivery Free 
Physical Stock Deposit HKD5 stamp duty per transfer deed 
Stock Withdrawal*** HKD5 per share transfer form, min HKD30
Custodian Fee Free 

 

 Other Service

ITEMS Service Charges
Payment by Telegraphic Transfer (T/T) (for banks in PRC only) Handling fee HKD300 per service only for clients in China
Script Fee HKD1.5 per board lot through CCASS Round up to the nearest board lot
New Issues*** HKD100 / CNY100 / USD13
Dividend Collection Fee (applicable to cash or scrip dividend)*** 0.5%, min. HKD20 / CNY20 / USD2. on gross dividend amount
Claim Dividend (each unclaimed entitlement of each stock)*** 0.5%,min. HKD20 / CNY20 / USD2.6; plus HKD300 handling fee and HKD200 handling fee collected by HK Clearing on gross dividend amount
Nominee Service & Corporate Actions*** HKD100 / CNY100 / USD13 handling fee per stock per request and HKD0.80 per board lot collected by HK Clearing
Retrieving Monthly Statement Handling fee HKD100 per month (for statements aged 6 months or above)
Administration fee for receiving daily / monthly statement by mail HKD50 per month (Apply to internet clients only)
Handling Charge for Reference Letter HKD100 

 

Real Time Quote:  

ITMES Service Charges
(i) ETNet China Version (applicable in China only) (i) HKD268
(ii) MegaHub / AASTOCKS (ii) HKD328
(iii) AASTOCKS (advance) / ETNet (iii) HKD368
(iv) Infocast (iv) HKD418
(v) MegaHub China Version (applicable in China only) (v) HKD200
(vi) MegaHub (professional version)** (vi) HKD868
Remarks
2 months initial deposit
plus 1 month advance payment for application of of the service.
Payable in advance each month and calculated on a monthly basis.
(**No commission rebate for MegaHub Professional version)  

 

* The charges above are for reference only. Our company reserves the rights to adjust charges above without prior notice.

*** Fees are charged on the basis of settlement currency Remark: Odd lot orders shall be placed by phone, commission rate for orders placed via phone shall apply. If you have sold the same stock with the same channel within the same day, subject to our approval of your application, your commission charges will be imposed as if you have placed a single order