Account Opening Form

Type of Accounts (Compulsory) Download zip files (including below files) Apply by post / In person
Individual/Joint Account (Stock/Futures/ Stock Options) ‧ Account Opening Form
‧ Acknowledgement by Client
‧ W8 Form (for US stock only)
‧ Self-Certification Form (Individual)
‧ Self-Certification Guideline (Individual)
Please complete and return the Account Opening Form together with the followings:
1. ID Card(s) or Passport(s)
2. Proof of residential address (within the latest 3 months) such as public utilities bills
3. Bank account information such as bank name and account number
4. A cheque issued by a Hong Kong licensed bank . with a sum not less than HK$10,000 made payable to "Bright Smart Securities International (H.K.) Limited" or "Bright Smart Futures and Commodities Company Limited" . Bearing your name identical to your identity documents. . Bearing your signature identical to the signature shown on the Account Opening Form.
5. Name and signature of Witness must be filled in Section C of the Account Opening Form by a professional person such as lawyer or notary public, certified public accountant, branch manager of a bank. This professional person must also provide professional identity proof of documents copies (Apply to Non-HKID Card Holders only)

Corporate Account (Stock/Futures/Stock Options)

‧ Account Opening Form ‧ Acknowledgement by Client ‧ W8 Form (for US stock only) ‧ Memorandum ‧ Self-Certification Form (Entity) ‧ Self-Certification Form Guideline (Entity) ‧ Self-Certification Form (Controlling)

Please complete and return the Account Opening Form to our company together with the following documents:
1. Certified copy of Board resolution for account opening
2. Certified copy of Certificate of Incorporation
3. Certified copy of Business Registration Certificate
4. Certified copy of Memorandum & Articles of Association
5. HKID Card(s) or Passport(s) of all authorized person(s)
6. Certified copy of Annual Return
7. Certified copy of latest audited report 8. For oversea companies, please also provide various certificates (including but not limited to Certificate of Good Standing and Certificate of Incumbency etc.)

* All clients must download and clearly understand Risk Disclosure Statements.

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