| The important clauses of our company shall include the following: |
| Self-Certification Form(Individual) |
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| Self-Certification Form(Entity) |
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| Self-Certification Form(Controlling Person) |
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| Acknowledgement by Client |
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| Terms and Conditions for Trading Account |
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| Account Opening Form((Individual / Joint) |
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| Account Opening Form (Corporate) |
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| W8 individual Form |
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| W8 Company Form |
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| Installments Margin Scheme –Important Points to Note |
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| Client’s Knowledge of Derivative Products and Risk Disclosure Statement |
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| Personal Data (Privacy) Ordinance/Privacy Policy Statement |
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| Terms and Conditions of Pre-IPO Electronic Trading System |
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| NASDAQ-AMEX PILOT PROGRAM 2 |
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| NASDAQ-AMEX PILOT PROGRAM 1 |
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