Important Terms & Other Form

The important clauses of our company shall include the following:
Self-Certification Form(Individual)
Self-Certification Form(Entity)
Self-Certification Form(Controlling Person)
Acknowledgement by Client
Terms and Conditions for Trading Account
Account Opening Form((Individual / Joint)
Account Opening Form (Corporate)
W8 individual Form
W8 Company Form
Installments Margin Scheme –Important Points to Note
Client’s Knowledge of Derivative Products and Risk Disclosure Statement
Personal Data (Privacy) Ordinance/Privacy Policy Statement
Terms and Conditions of Pre-IPO Electronic Trading System
NASDAQ-AMEX PILOT PROGRAM 2
NASDAQ-AMEX PILOT PROGRAM 1

 

Margin Ratio
Stock Margin Ratio

 

Other Service Form
Notice of Renewal of Standing Authority under the Securities and Futures (Client Securities)
Notice of Renewal of Standing Authority under the Securities and Futures (Client Money)
Confirmation of Renewal of Standing Authority under the Securities and Futures (Client Money)
Confirmation of Renewal of Standing Authority under the Securities and Futures (Client Securities)
Application For Closure/Suspend Of Account
Additional Service For Internet Trading Function
Change of Personal / Account Particulars
Online Quotation Form
Quotation Cancellation Form
SI Request Form
ICBC Sub-Account Form
BOC Sub-Account Form
Use of Personal Date in Direct Marketing Form