Compliance Officer
Responsibilities:
- Handle SFC licensing matters, notification, annual return, survey and other ad hoc report as required;
- Handle inquiries and requested from HKEX, SFC and other regulators;
- Handle daily KYC and transaction enquiries from business teams and relevant stakeholders;
- Handle any AML/CTF related ad-hoc projects as assigned;
- Perform regular quality assurance and monitor filed work related to regulated activities;
- Assist to prepare internal reports;
- Perform ad hoc audit assignments as assigned.
Requirements:
- Degree holder in any disciplines;
- At least 1 year or above relevant experiences ;
- Accountancy with CPA, CFA or related professional qualification is preferable;
- Sound knowledge of SFO, securities trading operation, internal control system and risk management is an advantage;
- Proficient in written and spoken English and Chinese.
We offer competitive remuneration package to the right candidates.
Application Methods :
Interested applicant should apply with detailed resume and present & expected salary and email to: recruit@bsgroup.com.hk or fax to: 2530 2218.
All information collected will be used for recruitment purpose only.
